LEGAL

Being an Independent Asset Manager today has become much more restrictive than in the past, especially in terms of compliance with legal and regulatory requirements.  With more than twenty years at the service of Independent Asset Managers, APMS has followed these developments very closely, which is why we are ready to assist you in monitoring your legal obligations in all areas. We have always endeavored to inform our clients of the latest changes, to provide services, advice and support in order to enable them to carry out their professional activity in compliance with regulatory standards.

CREATION OF YOUR COMPANY

You choose a name for your business and we create it for you.

We make sure your company meets the requirements to be up and running.

Licences :

Business license

Managing securities license

Advising on Securities license

Key Fonctions :

CEO, Discretionary Management & Advising Representative

Compliance Officer (CO)

Money Laundering Reporting Officer (MLRO)

Board of Directors (APMS can provide one or more Directord if needed)

​

Regulatory Reporting

Annual Information Update report to SCB 

Annual Return & Declaration report to SCB 

Quarterly Financial Statements/Capital adequacy report to SCB 

Audited Financial Statements report to SCB 

Indemnity Insurance report to SCB 

CRS reporting to MOF 

FATCA reporting (if applicable) to client base to MOF 

CESRA reporting to MOF 

UNSCR (United Nations Security Council Reporting) – International Obligations Quarterly report to SCB 

Risk Reports – SOFY Annual reporting 

Self Risk Assessment Reports 

VAT reporting (if applicable) to MOF 

Any other report requested by the SCB or MOF