LEGAL
Being an Independent Asset Manager today has become much more restrictive than in the past, especially in terms of compliance with legal and regulatory requirements. With more than twenty years at the service of Independent Asset Managers, APMS has followed these developments very closely, which is why we are ready to assist you in monitoring your legal obligations in all areas. We have always endeavored to inform our clients of the latest changes, to provide services, advice and support in order to enable them to carry out their professional activity in compliance with regulatory standards.
CREATION OF YOUR COMPANY
You choose a name for your business and we create it for you.
We make sure your company meets the requirements to be up and running.
Licences :
Business license
Managing securities license
Advising on Securities license
Key Fonctions :
CEO, Discretionary Management & Advising Representative
Compliance Officer (CO)
Money Laundering Reporting Officer (MLRO)
Board of Directors (APMS can provide one or more Directord if needed)
Regulatory Reporting
Annual Information Update report to SCB
Annual Return & Declaration report to SCB
Quarterly Financial Statements/Capital adequacy report to SCB
Audited Financial Statements report to SCB
Indemnity Insurance report to SCB
CRS reporting to MOF
FATCA reporting (if applicable) to client base to MOF
CESRA reporting to MOF
UNSCR (United Nations Security Council Reporting) – International Obligations Quarterly report to SCB
Risk Reports – SOFY Annual reporting
Self Risk Assessment Reports
VAT reporting (if applicable) to MOF
Any other report requested by the SCB or MOF
KEY PEOPLE IN CHARGE
NAME
LAST NAME
Account
Après quelques années d’audit, comptabilité, RH et fiscalité en milieu fiduciaire je me suis orienté vers la gestion et la direction administrative ...
